Broadridge Regulatory Communications
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The SaaS solution helps mutual funds and ETF providers improve regulatory communications with investors through omni-channel solutions, simplifying processes, reducing costs, and enhancing the investor experience.
Developer
Broadridge Financial Solutions
HQ Location
New York, NY
Number of Employees
13,964
Strengths
  • Efficient

    Streamlines regulatory communications process

  • Compliant

    Ensures compliance with regulatory requirements

  • Customizable

    Allows for customization of communications to fit specific needs

Weaknesses
  • Costly

    May be expensive for smaller businesses

  • Complex

    May require training to fully utilize all features

  • Limited Integration

    May not integrate with all existing systems

Opportunities
  • Increasing demand for regulatory compliance solutions
  • Opportunity to expand into new markets or offer additional services
  • Opportunity to form partnerships with other companies in the industry
Threats
  • Competitors offering similar solutions
  • Changes in regulatory requirements may require updates to the software
  • Potential for security breaches or data leaks

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https://www.broadridge.com/
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Broadridge Regulatory Communications Plan

Broadridge Regulatory Communications offers a tiered pricing strategy based on the number of versions and recipients, starting at $1,500 for one version and up to 500 recipients.
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